A complete list of active advisors currently associated with Capital Financial Consultants Group, Inc.

Warmer can help you find a great advisor at Capital Financial Consultants Group, Inc. or one who fits your needs even better.

Capital Financial Consultants Group is a small, state-registered advisory firm with two investment professionals managing roughly $37.3 million for about 93 clients. The firm provides discretionary investment supervisory services (individual portfolio management) and written financial planning, and serves a mix of individual clients (including high-net-worth individuals), charitable organizations, pension and profit-sharing plans, and corporate clients. The firm uses a blend of analytical methods — including fundamental, technical (charting and cyclical) and asset-allocation analysis — and employs a range of trading strategies from long-term buy-and-hold to short-term trading. Notably, Capital Financial implements options strategies (covered calls and spreads), short sales, and margin/borrowing in client accounts when appropriate, and states these techniques are used only consistent with each client’s objectives and risk tolerance; accounts are generally reviewed at least quarterly. What distinguishes Capital Financial from many peers is the use of leverage and derivatives in separately managed accounts, a practice the firm notes as increasing exposure and requiring suitability assessment. The firm’s advisory personnel also maintain separate registrations as investment adviser representatives and registered representatives of an unaffiliated broker-dealer and act as insurance agents — arrangements disclosed in the brochure and managed through written policies and a Code of Ethics — and the firm recently transitioned from SEC registration to California state registration.

To learn more about the advisors currently working at Capital Financial Consultants Group, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.