Capital Focus, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,334,518
Clients
19
21% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$859,711
About
Capital Focus, Inc. is a small, fee-only advisory firm that provides investment counsel and financial planning to individuals, trusts, estates and business entities, managing roughly $16.3 million for a limited client base. Services listed in the brochure include portfolio management, retirement and education planning, income tax planning and preparation, and real estate investment, development and management, with clients able to choose either percentage-of-AUM billing or hourly engagements.
The firm states it accepts only non‑discretionary investment accounts, meaning client approval is required for specific trades and custody remains with client‑selected broker‑dealers; it emphasizes asset allocation, diversification and value‑oriented stock selection and uses charting, fundamental and cyclical analysis. Its stated implementation strategies range from long‑term holdings to opportunistic trading and include use of margin, option writing and arbitrage, with account reviews and performance reporting provided on at least a quarterly basis.
What is noteworthy relative to peers is the firm’s stated involvement in direct real estate activities and related private real estate investments, including an affiliated real‑estate management/development business that the brochure notes represents a portion of the adviser’s time and income. Combined with the firm’s primarily non‑discretionary model and the use of nontraditional trading strategies (options, margin, arbitrage), this mix of services and activities is less common among independent solo advisers.
Client services
Financial planning
Portfolio management
Expertise
Income planning
College savings (529s, UTMA, etc.)
Real estate investing
Active portfolio management
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $1,999,999: 0.80% annually $2,000,000+: Negotiable
$175 per hour for financial and advisory services
Minimum fee: $500 per annum minimum management fee Fee-only: 1.00% annually up to $1,000,000; 0.80% for $1,000,001-$1,999,999; negotiable over $2,000,000; $175/hour for financial planning and advisory services
Main office location
Capital Focus, Inc.
412 C Pettigru Street
Greenville SC 29650, United States
Number of offices
1
Most active in
Capital Focus, Inc. has reported serving >5 clients in these states in the last 12 months.
South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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