Capital Investment Management, Inc
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About
Capital Investment Management, Inc. serves individual clients, trusts, estates and charitable organizations and provides discretionary asset management, financial planning, and written retirement plans. The firm reports approximately $558.9 million in discretionary assets across 1,072 client relationships, and offers implementation of securities and insurance products where requested.
CIM delivers portfolio management through multiple co‑advisory and managed account platforms, including Cambridge’s WealthPort wrap programs, the CAAP® strategist offerings, Unified Managed Accounts (UMA), and the Cambridge Managed Account Platform (CMAP). Advisors work with clients to select strategists and model portfolios, provide an Investment Policy Statement, and conduct at least annual reviews of strategy and circumstances.
Compared with typical team advisers, CIM has an unusually high client load per advisor (over 200 clients per advisor) and relies on program‑based solutions and independent strategists to scale service delivery. The firm’s representatives are also registered with Cambridge and are licensed insurance agents, and CIM has an affiliation with MRH Holdings and Capital Tax and Consulting LLC — including firm disclosures that tax planning and preparation services are offered for households above $500,000 and estate document services for households above $1,000,000 — which the brochure notes as potential sources of conflicts of interest.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% (WealthPort) $500,000 - $1,000,000: 1.10% (WealthPort) $1,000,000 - $2,000,000: 1.00% (WealthPort) $2,000,000 - $3,000,000: 0.90% (WealthPort) $3,000,000 - $5,000,000: 0.80% (WealthPort) $5,000,000+: Negotiable (WealthPort) $0 - $500,000: 1.32% (CMAP) $500,000 - $1,000,000: 1.17% (CMAP) $1,000,000 - $2,000,000: 1.07% (CMAP) $2,000,000 - $3,000,000: 0.97% (CMAP) $3,000,000 - $5,000,000: 0.87% (CMAP) $5,000,000+: Negotiable (CMAP)
Commissions charged on securities and insurance products purchased through affiliated broker-dealer; no advisory fee charged on commission products.
Account minimum: $5,000 Minimum fee: Annual minimum program fee of $250 per account for CAAP® and UMA programs Fee-only: Financial planning services generally at no extra charge to fee-based clients; setup fee generally lesser of 1% of AUM or $1,000 for WealthPort; combined setup and account fee not to exceed 3% of AUM.
Main office
See office608 S.W. 3rd St.
Lee's Summit MO 64063
Advisors at this office
3
Offices (2)
Most active in
Arizona · Arkansas · Colorado · Florida · Illinois · Kansas · Louisiana · Missouri · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
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