A complete list of active advisors currently associated with Capital Investment Management Inc.

Warmer can help you find a great advisor at Capital Investment Management Inc. or one who fits your needs even better.

Capital Investment Management provides ongoing, non-discretionary investment management, financial planning consultations, and insurance-related advice to individuals and high-net-worth clients, including trusts, estates, IRAs and 401(k) accounts. The firm also recommends and shares responsibility with an unaffiliated turnkey provider (FPAS) for model portfolio construction, transaction processing, reporting and other administrative services. The firm applies Modern Portfolio Theory to construct diversified, risk‑based portfolios—typically using mutual funds—with periodic rebalancing and the use of portfolio analysis software for risk profiling and optimization. Because accounts are managed on a non‑discretionary basis, trades are implemented with client approval, custodial services are provided through Fidelity, and clients receive at least quarterly reviews and reporting. A distinctive feature is that virtually all client assets are managed on a non‑discretionary basis: as of December 31, 2025 CIM reported $0 in discretionary assets and $75,936,992 in non‑discretionary assets, a structure that is statistically uncommon among peer firms. The firm’s adviser is licensed to sell insurance and may receive insurance commissions (a disclosed conflict of interest), the firm does not maintain an investment committee, and it has a documented succession and operational support arrangement with FPAS for business continuity.

To learn more about the advisors currently working at Capital Investment Management Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.