Shepherdsville, KY Office

Capital Markets IQ provides investment advisory and sub‑advisory services to a mix of retail and institutional clients, including individual and high‑net‑worth investors, small businesses, and pension/profit‑sharing plans. The firm offers portfolio management (discretionary and non‑discretionary), financial planning, business consulting and administrative services, and advises on a broad set of instruments including public equities, fixed income, ETFs, alternatives and private investments.

The firm uses a multi‑branch operating model in which registered adviser representatives deliver client services under centralized supervision and a comprehensive planning framework, and it coordinates with an external network of professionals (banks, accounting and law firms, trustees) as part of its advice. CMIQ also runs several proprietary model strategies, provides sub‑advisory services, supports self‑directed IRAs and plan services, and typically handles alternative and private investments on a non‑discretionary or administrative basis.

Several features set CMIQ apart from many peers: it has explicit arrangements to serve multinational and non‑U.S. clients through retained sub‑advisers/consultants, discloses and presents hypothetical/model performance for its proprietary strategies, and accepts performance‑based fees for qualified clients. The brochure also discloses that some senior personnel and adviser representatives engage in outside legal, accounting and private real‑asset activities (law practice, accounting/bookkeeping services, real estate and energy interests), and the firm describes procedures to disclose and obtain client consent for those conflicts.