Capital Resource Advisors LLC.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Resource Advisors LLC serves high-net-worth individuals and also offers institutional services through separately managed accounts and relationships with third‑party managers, providing portfolio management, wealth management, and comprehensive financial planning. The firm is newly formed and, as of its ADV filing, reports no regulatory assets under management.
The firm’s investment process combines fundamental, mutual fund/ETF, and technical analysis to build diversified portfolios across equities, fixed income, ETFs, and other instruments, with both discretionary and non‑discretionary engagement and the ability to accept client‑imposed restrictions. The brochure discloses that trading and custody are handled through a recommended custodian (Charles Schwab), the firm does not aggregate trades across client accounts, does not participate in wrap programs or advise private funds, and does not accept soft‑dollar compensation.
Noteworthy aspects include the very small management team and the firm’s initial‑filing status with no RAUM while offering both institutional SMA capabilities and retail financial planning and wealth management, an uncommon combination for managers oriented toward pooled or institutional assets. The firm also leaves proxy voting to clients, maintains a formal Code of Ethics and personal‑trading controls, and reports no other financial‑industry affiliations or disciplinary history.
Client services
Expertise
Fee options
$1,000 to $10,000 fixed fee for financial planning services, based on client net worth and complexity
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.75%
Account minimum: $100,000 (negotiable)
Main office
Portland ME
Advisors at this office
2
Most active in
Maine
Also doing business as
Capital Resource Advisors · Capital Resource Advisors LLC.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Kevin L
Series 66
Portland, ME
Capital Resource Advisors LLC.
Kevin Li is a financial advisor at Capital Resource Advisors LLC with four years of industry experience. He holds the Series 66 designation and previously worked at Merrill Lynch, J.P. Morgan Securities, and Morgan Stanley. Before entering the financial industry, he spent five years at the University of Southern Maine. Capital Resource Advisors LLC serves high-net-worth individuals and institutional clients through separately managed accounts and third-party manager relationships. The firm combines fundamental, mutual fund/ETF, and technical analysis to construct diversified portfolios across various asset classes, offering both discretionary and non-discretionary management.
Erico G
Series 63, Series 65
Portland, ME
Capital Resource Advisors LLC.
Erico Galvez is a financial advisor at Capital Resource Advisors LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Charles Schwab, Merrill, and Bank of America prior to joining his current firm. Capital Resource Advisors LLC serves high-net-worth individuals and provides institutional services through separately managed accounts and third-party manager relationships. The firm’s investment approach integrates fundamental, mutual fund/ETF, and technical analysis to construct diversified portfolios with both discretionary and non-discretionary options.
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