Capital Risk
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Capital Risk provides non‑discretionary investment advisory and consulting services targeted primarily at institutional investors, including public and corporate pension funds, endowments, foundations, not‑for‑profits, insurance companies, and high‑net‑worth investors. Its service menu includes investment policy and asset allocation advice, investment manager evaluation and monitoring, alternative asset due diligence, financial planning, and OCIO‑style non‑discretionary chief investment officer outsourcing.
The firm’s approach emphasizes qualitative manager due diligence supplemented by quantitative performance and attribution analysis, portfolio‑level risk management, scenario analysis and asset‑liability work, and the use of external managers rather than proprietary trading. Capital Risk provides research, performance reviews and timely market commentary while operating on a non‑discretionary basis, so execution and custody are retained by the client or custodian.
Noteworthy for a firm in this category, Capital Risk publishes investment periodicals and newsletters and offers educational seminars and workshops, and it explicitly lists work with a broad set of institutional types (including sovereign wealth, banking/thrift, insurance company, state/municipal, charitable organizations and other advisers) and pension consulting and manager selection engagements. The firm is privately held and small in scale, currently reports no assets under management, and commonly accepts hourly or fixed‑fee consulting assignments in addition to asset‑based advisory arrangements.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Private / alternative investments
Real estate investing
Occupation focus
Executive
Fee options
Financial planning fixed fees range from $600 to $5,000; consulting fixed fees range from $25,000 to $500,000 depending on project.
$2,000,000 - $5,000,000: 1.0% annually (0.25% quarterly) $5,000,001 - $10,000,000: 0.5% annually (0.125% quarterly) $10,000,001 - $25,000,000: 0.4% annually (0.10% quarterly) $25,000,001 - $50,000,000: 0.3% annually (0.075% quarterly) $50,000,001 - $100,000,000: 0.2% annually (0.05% quarterly) $100,000,001+: Negotiable
Financial planning hourly rate is $200/hour; consulting hourly fees range from $200 to $800/hour.
Account minimum: $2,000,000 (may be waived at Capital Risk's sole discretion) Fee-only: Financial planning fees range from $600 to $5,000; hourly financial planning rate is $200/hour; consulting fees range from $200 to $800/hour; fixed consulting fees range from $25,000 to $500,000 depending on project scope.
Main office location
Capital Risk
Long Beach CA, United States
Number of offices
1
Most active in
Capital Risk has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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