A complete list of active advisors currently associated with Capital Trust and Associates LLC

Warmer can help you find a great advisor at Capital Trust and Associates LLC or one who fits your needs even better.

The firm provides investment management, wealth management and financial planning to individuals — including high‑net‑worth clients — as well as pension and corporate clients. It generally manages accounts on a discretionary basis and documents client goals and risk tolerance in a written Investment Policy Statement; the firm’s stated account minimum is $250,000, which may be waived in certain cases. The firm’s investment process blends fundamental analysis with technical, cyclical and charting techniques and typically constructs portfolios from equities, ETFs, mutual funds, fixed‑income securities, REITs, annuities and third‑party money managers. It frequently uses SEI’s asset allocation models and custodial platform (with optional quarterly rebalancing) and may recommend independent managers and Morningstar investment services as part of portfolio implementation. A distinctive feature is that the firm’s principal is a licensed insurance agent and may offer commissionable insurance products in addition to advisory services; the brochure discloses this separate compensation arrangement and its potential conflict of interest. The firm is a small, single‑advisor practice managing a modest asset base for roughly 90 clients, does not accept custody of client assets, and generally leaves proxy voting to clients.

To learn more about the advisors currently working at Capital Trust and Associates LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.