Capital Trust Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Trust Wealth Management is an independent, state-registered advisory firm that serves individuals, high-net-worth clients, families, trusts, estates, businesses, and charitable organizations with discretionary and non-discretionary investment management, financial planning, and consulting services. The firm charges asset-based advisory fees and emphasizes ongoing portfolio supervision for individual clients.
The firm constructs customized portfolios using a strategic asset-allocation framework and a proprietary methodology, drawing on technical, fundamental, cyclical, quantitative and qualitative analysis; it also lists the use of margin and options for hedging or tactical exposure when appropriate. Investment recommendations span mutual funds, ETFs, domestic and foreign equities, fixed income, alternative investments and hedge funds, and the firm may delegate portions of management to sub-managers and review client plans at least annually.
Notably for a single-advisor independent firm, it is affiliated with an entity that serves as general partner to a private limited partnership and provides advice to pooled/private funds, and it discloses the potential for negotiated fee arrangements for such pooled investments while not charging performance-based fees for standard client accounts. The firm’s ADV also discloses past regulatory and customer-related disclosure events involving its principal, which are reported in the brochure and relevant to prospective clients’ due diligence.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Fee-only: Investment advisory fees as per tiered schedule; no additional fees charged by CTWM.
Main office
Scottsdale AZ
Advisors at this office
1
Most active in
Arizona · Illinois · Indiana
Also doing business as
Bia · Brough Investment Advisors · Brough Investment Group LLC · Brough Investment Group, LLC · Capital Trust Wealth Management · Ctwm
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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