Capital United Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital United Investments LLC is a small, independent advisory firm with one advisor, roughly a dozen clients and about $900,000 in assets under management. The firm provides fee‑based portfolio management, financial planning, and qualified retirement plan/pension consulting to individuals, trusts, corporations and plan sponsors, on both discretionary and non‑discretionary bases.
The advisor uses a tactical asset‑allocation approach that draws on fundamental, technical and cyclical analysis and may trade a wide range of instruments, including mutual funds, options and interests in real estate partnerships; cash positions are sometimes used as a hedge. Beyond standard AUM management, the firm also offers hourly financial planning engagements and discloses that it may enter into performance‑based fee arrangements with qualified clients.
Distinctive disclosures include that the firm’s principal is also a licensed real estate and mortgage broker who operates a separate real estate/mortgage brokerage and receives customary commissions for those services, a relationship the brochure identifies as a conflict of interest. It is also atypical for a solo advisor of this size to provide pension consulting and plan‑sponsor level services and to accept performance‑based fees, all of which are explicitly described in the firm’s disclosures.
Client services
Expertise
Fee options
2.0% annually
$250 per hour
20% of gains exceeding 8.0% hurdle rate annually, subject to high water mark
Main office
Yucaipa Blvd. Suite A, 35051
Yucaipa CA 92399
Advisors at this office
1
Most active in
California
Also doing business as
Capital United · Capital United Investments LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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