Capital V Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital V Group LLC provides financial planning and consulting services to individuals (including high‑net‑worth clients), business entities, and pension or retirement plans. The firm focuses on creating and updating written financial plans and consulting projects rather than providing discretionary portfolio management or accepting custody of client assets.
The adviser begins engagements with a financial inventory and analysis of liabilities, cash flow, tax considerations and insurance needs, and uses both fundamental and technical analysis when evaluating investments and managers. Recommended approaches may include strategic, tactical, constant‑weighting, dynamic asset allocation and Modern Portfolio Theory, and plans are reviewed periodically for clients with ongoing relationships.
Compared with many firms in the investment‑manager category, Capital V is notable for its affiliations with a broker‑dealer (LPL Financial) and with multiple insurance companies; associated persons may act as registered representatives or insurance agents and may receive commissions or trail compensation. The firm charges hourly fees for planning rather than percentage‑of‑AUM advisory fees and does not manage pooled assets or custody client funds, differences the brochure discloses as potential conflicts.
Client services
Expertise
Occupation focus
Fee options
Commissions from sale of securities as registered representative of LPL Financial; normal transaction fees and mutual fund trail commissions
$350 per hour
Fee-only: $350 per hour for financial planning and consulting services
Main office
10080 N. Wolfe Road, SW3 200
Cupertino CA 95014
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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