Capital View Wealth Management, LLC

Capital View Wealth Management is a small, independent advisory firm that provides portfolio management and advisory consulting to a focused set of clients, including high‑net‑worth individuals, trusts, pension and profit‑sharing plans, estates, charitable organizations, and corporations; the firm reports $128,834,000 in discretionary assets across 27 clients. The brochure indicates the firm generally does not serve retail, non–high‑net‑worth individual clients and retains the right to close accounts it considers too small to manage effectively.

The firm delivers primarily discretionary, customized portfolio management—developing strategies based on each client’s objectives, risk tolerance, and financial circumstances—and monitors and rebalances portfolios on an ongoing basis. Investment advice centers on exchange‑traded equity securities, with methods that include fundamental analysis, long‑term purchases, and option writing, and the firm also offers hourly advisory consulting for specific financial matters.

Compared with many solo advisers, Capital View’s practice is notable for being asset‑intensive (all reported AUM is discretionary) and for its use of institutional custody and support services through Schwab Advisor Services. The firm does not accept performance‑based fees and documents practices such as block trading, routine use of a recommended custodian for execution, and at least semiannual performance reporting.