Capital Wealth Alliance, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Wealth Alliance serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans, providing discretionary portfolio management, financial planning, and participant account management for held‑away defined contribution plan accounts. The firm uses firm‑developed model portfolios and may engage sub‑advisers to manage portions of client assets while offering single‑subject or broader financial planning work.
Portfolios are managed with discretionary authority and can include allocations to equities, fixed income, mutual funds and ETFs, alternative investments, structured products, commodity ETFs/ETNs, and options strategies; the firm describes using fundamental, technical, cyclical and modern portfolio theory analyses and may employ margin, short sales, and leveraged ETFs where suitable. For participant accounts CWA connects held‑away plan accounts through a third‑party platform (Future Capital Group) to review and rebalance allocations without taking custody of client credentials.
The firm is affiliated with a related licensed insurance agency and discloses that some advisers are licensed insurance agents and registered representatives who may receive separate commission‑based compensation and agency‑level bonuses or overrides, a practice the brochure identifies as a potential conflict of interest. CWA also operates with a three‑adviser team while managing about $300 million in discretionary assets and routinely directs custodial relationships to specific custodians, arrangements the firm notes can affect execution and economic relationships.
Client services
Expertise
Occupation focus
Fee options
Up to 2.25% annually, negotiable depending on client circumstances
Commissions earned by certain persons as registered representatives and insurance agents, separate and in addition to advisory fees.
Negotiated hourly fees for financial planning or consulting services, payable upon delivery.
Main office
17015 North Scottsdale Road, Suite 250
Scottsdale AZ 85255
Advisors at this office
3
Most active in
Arizona · California · Colorado · Florida · Illinois · Minnesota · Nebraska · New Hampshire · New Jersey · New York · Texas · Washington
Also doing business as
Capital Wealth Alliance · Capital Wealth Alliance, LLC · Next Chapter Advisory Group, LLC · Tdc Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Justin C
ChFC®, Series 63, Series 66
Scottsdale, AZ
Capital Wealth Alliance, LLC
Justin Cairns is a financial advisor at Capital Wealth Alliance, LLC with 19 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. His prior experience includes roles at Raymond James & Associates and Kingswood Capital Partners. Outside of his advisory work, he is involved with Restore Financial, LLC, a debt repair referral affiliate. Capital Wealth Alliance manages approximately $220 million for individual and high-net-worth clients, as well as pension and profit-sharing plan participants. The firm offers discretionary portfolio management and consultative services, employing a variety of investment strategies and a third-party platform to manage held-away accounts.
Brent C
Series 63, Series 65
Scottsdale, AZ
Capital Wealth Alliance, LLC
Brent Carman is a financial advisor at Capital Wealth Alliance, LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Kingswood Capital Partners and Raymond James Financial Services Advisors. Outside of advisory work, he is involved in a referral business for estate planning software and is a partner and agent at Capital Wealth Insurance LLC. Capital Wealth Alliance manages approximately $220 million for individual, high-net-worth, and institutional clients, providing discretionary portfolio management and financial planning services. The firm employs a range of investment strategies and uses a third-party platform to manage held-away participant accounts.
Robert W
Series 63, Series 65
Scottsdale, AZ
Capital Wealth Alliance, LLC
Robert Wong is a financial advisor at Capital Wealth Alliance, LLC with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Raymond James Financial. Wong is also a partner and managing member of related business entities, including Capital Wealth Holdings LLC. Capital Wealth Alliance serves individual and high-net-worth clients, as well as pension and profit-sharing plans, offering discretionary portfolio management, financial planning, and participant account management. The firm employs firm-developed model portfolios and may use sub-advisers, managing portfolios with a range of investment strategies and tools.
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