Capital Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Wealth provides advisory services to individual and high‑net‑worth clients, delivering portfolio management primarily by recommending and monitoring third‑party money managers, together with financial planning, consulting, and referrals to a third‑party estate‑planning platform. The firm tailors its services through documented discussions, financial plans, and risk assessments to align recommendations with each client’s goals and constraints.
The firm’s investment approach emphasizes selection and oversight of third‑party managers and model portfolios, retaining discretionary authority to hire, terminate, or reallocate those managers as appropriate and conducting ongoing reviews of client accounts. Capital Wealth also accesses managed account programs and model managers through sub‑advisory relationships, and integrates financial planning and periodic client reviews into its advisory process.
Notable features in the brochure include participation in a wrap fee program through AE Wealth Management and a revenue‑sharing arrangement with a third‑party manager, relationships the firm discloses as potential conflicts of interest and monitors in its oversight. The firm’s principal operates an affiliated insurance business and works with an insurance marketing organization (Advisors Excel), and CW additionally offers public educational workshops and estate‑planning document referrals via a technology provider.
Client services
Expertise
Fee options
Financial planning fixed fees ranging from $5,000 to $50,000; Estate planning fixed fees ranging from $249 to $2,499
1.5% annualized asset-based fee for Portfolio Management via Selection of Other Advisors
Hourly consulting fees negotiated on a case-by-case basis
Account minimum: $250,000
Main office
3400 N Ashton Blvd, Suite 190
Lehi UT 84048
Advisors at this office
4
Most active in
Arizona · Idaho · Utah
Also doing business as
Capital Wealth Advisors, LLC · Capital Wealth, LLC · Cwa Investment Services, L.L.C. · Horizon Retirement Academy
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Samuel R
CFP®, Series 66
Lehi, UT
Capital Wealth, LLC
Samuel Rios Lazo is a CFP® professional working with Capital Wealth, LLC in Lehi, UT, with one year of industry experience. Prior to joining Capital Wealth, he held roles at Mountain America Credit Union, LPL Financial LLC, Utah Community Credit Union, NuSkin, and Sykes. Capital Wealth provides advisory services to individual and high-net-worth clients by recommending and monitoring third-party money managers, offering financial planning and consulting, and referring clients to a third-party estate-planning platform. The firm emphasizes the selection and oversight of third-party managers and integrates ongoing client reviews into its process.
Michael S
Series 63, Series 66
Lehi, UT
Capital Wealth, LLC
Michael Stevens is a financial advisor at Capital Wealth, LLC with 14 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Capital Wealth Advisors, LLC since 2017. Stevens is also the owner and insurance agent of CWA Insurance Services, LLC, and serves as a board member for Junior Achievement of Utah. Capital Wealth provides advisory services to individual and high-net-worth clients, focusing on portfolio management through third-party money managers combined with financial planning and consulting. The firm emphasizes manager selection and oversight, integrating financial planning and ongoing client reviews into its process.
Chad A
Series 63, Series 66
Lehi, UT
Capital Wealth, LLC
Chad Austin is a financial advisor with Capital Wealth, LLC in Lehi, UT, holding Series 63 and Series 66 licenses and three years of industry experience. His prior experience includes roles at Fidelity Investments and Wells Fargo Bank NA. Outside of his advisory work, he is involved in fixed insurance sales through CWA Insurance Services, LLC. Capital Wealth provides advisory services to individual and high-net-worth clients by recommending and monitoring third-party money managers, alongside financial planning and estate-planning referrals. The firm focuses on manager selection and oversight while integrating financial planning and regular client reviews into its process.
Cory C
CFP®, Series 66
Lehi, UT
Capital Wealth, LLC
Cory Carling is a CFP® professional with three years of industry experience, currently serving as an advisor at Capital Wealth, LLC in Lehi, Utah. His work history includes roles at Morgan Stanley and Fidelity Investments, as well as prior experience in engineering and sheet metal industries. Capital Wealth provides advisory services to individual and high-net-worth clients, focusing on portfolio management through third-party money managers, financial planning, and consulting. The firm emphasizes ongoing manager oversight and integrates financial planning with regular client reviews to align recommendations with client goals.
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