Capital Wealth Strategies, LLC

Capital Wealth Strategies LLC is a registered investment adviser that provides ongoing portfolio management to individuals, high‑net‑worth individuals, and, notably, insurance company clients. The firm documents client goals and risk tolerance in an Investment Policy Statement and implements diversified portfolios primarily using ETFs, mutual funds, fixed income securities, and insurance products.

The firm uses research and pre-built model portfolios from The Sherman Sheet to construct custom blended models and pursues a medium‑term trading approach, with rebalancing or trades conducted on a quarterly basis when appropriate. It typically operates with discretionary trading authority when authorized and conducts at least quarterly reviews with written reporting to clients.

Distinctive elements disclosed in the brochure include serving insurance company clients, a client type that is uncommon among independent peers, and a prior regulatory disclosure: a 2017 FINRA suspension related to noncompliance with an arbitration award that was later lifted. The firm also discloses ancillary business activities (a short‑term rental) and that it does not use third‑party investment managers and has no account minimum, which may affect how services are delivered compared with peers.