CapitalAlphabet
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
CapitalAlphabet provides discretionary portfolio management primarily through separately managed accounts to individuals, high‑net‑worth and qualified clients, as well as trusts, estates, charities and business entities. The firm manages roughly $3.8 million in client assets and generally requires the use of Interactive Brokers as custodian; it does not offer financial planning or third‑party adviser selection services.
The firm follows a fundamental, research‑intensive investment approach with a concentrated portfolio strategy (generally 5–10 core positions) focused on long‑term capital preservation and compounding across the market‑cap spectrum. Portfolios may hold sizable cash positions and the firm uses a broad investment toolkit that can include equities, fixed income, convertibles, structured instruments, options, commodity futures and other derivatives as part of its discretionary management.
A distinctive feature is the firm’s performance‑based fee option for qualified clients: a 25% performance allocation on net annual profits above a 6% hurdle, subject to a high‑water mark (with a 10‑year look‑back), rather than a flat AUM‑only fee. The firm also documents policies to address conflicts that can arise from performance fees, the managing member invests alongside clients, and the combination of concentrated SMAs with derivative usage and an explicit performance allocation structure sets it apart from many peers.
Client services
Expertise
Fee options
$25,000 - $1,100,000: 1.50% $1,100,000+: 0% management fee plus 25% performance fee subject to 6% hurdle and high-water mark
25% of annualized account profits above 6% hurdle rate and subject to high-water mark, applicable only for Qualified Clients with $1,100,000 and up (Option B)
Account minimum: $25,000
Main office
Frisco TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Capitalalphabet · Capitalalphabet LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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