A complete list of active advisors currently associated with Capstone Wealth Management, Inc.

Warmer can help you find a great advisor at Capstone Wealth Management, Inc. or one who fits your needs even better.

Capstone Wealth Management, Inc. is an SEC-registered independent investment adviser serving individuals (including high-net-worth clients) and pension and profit-sharing plans, with roughly 213 client relationships and about $35 million in discretionary assets under management. The firm provides discretionary and non-discretionary portfolio management and broad-based financial planning, primarily recommending investment company securities such as mutual funds, index funds, no-load funds and ETFs, and it may allocate portions of client accounts to sub-advisers or model portfolios. The firm tailors advice to individual objectives and risk tolerances, meeting with clients to establish goals, monitoring portfolios on an ongoing basis, and rebalancing as appropriate; it employs various methods including charting, technical and fundamental analysis and both long- and short-term strategies. Capstone recommends Charles Schwab for custody and execution and participates in the Schwab Advisor Services platform, which supplies trade execution, research and practice-support resources that the firm uses in managing client accounts. What distinguishes Capstone from many peers is its ownership structure and related-business activities: the firm’s principal shareholder is a CPA who has common control of an affiliated accounting firm (Tahim and Associates, APC) and an affiliated insurance agency (Resource Management Consultants, Inc.), and the principal devotes a substantial portion of time to accounting and pension consulting — arrangements the brochure discloses as creating potential referral-related conflicts of interest. The firm also discloses a 2022 regulatory order to discontinue violations that included a $500 penalty and notes clients are under no obligation to use affiliated services.

To learn more about the advisors currently working at Capstone Wealth Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.