Cardenas Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$123,765,970
Clients
171
Advisors
1
of 1 employees
About
Cardenas Asset Management provides ongoing investment management and financial planning to individuals, high-net-worth clients, trusts, estates, charitable institutions, and corporate or business entities, including SEP plans. Its planning work covers retirement analysis, tax strategies, debt management, and sector diversification, and clients may impose portfolio restrictions or sector preferences.
The firm limits investments to publicly traded equities, ETFs, mutual funds, bonds and other fixed-income instruments, emphasizing quality companies and a long-term time horizon while using a laddered approach for bond maturities. For larger or option-qualified accounts it may use covered-call writing and cash-secured puts, and it incorporates tax-aware lot selection and the option of donating appreciated securities to manage tax outcomes.
Notably, the firm serves charitable organizations and corporate/business clients—relationships that are less common among independent advisers—and explicitly supports in-kind donations of appreciated stock as a tax-efficient giving strategy. It requires custody of client assets at a single institutional custodian and relies on that custodian’s institutional services (a disclosed source of potential conflicts), and it manages the bulk of assets on a discretionary basis while retaining a meaningful nondiscretionary segment for some accounts.
Client services
Expertise
Fee options
$0+: Equities, Stock Mutual Funds, Balanced Mutual Funds: 0.65% annually $0+: Fixed Income, Preferred Stock, Certificates of Deposit, Income Funds: 0.30% annually $0+: Cash, Money Market Funds: 0.15% annually
Minimum fee: Minimum annual fee of $100 per client, may be waived at firm's discretion Fee-only: Investment management fees based on asset classes as noted, fees billed quarterly in arrears
Main office
1335 S. Prairie Ave. #407
Chicago IL 60605
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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