C
Carey Investment Solutions LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,535,172
Clients
28
18% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
HighAverage account size
$876,256
About
The firm provides wealth management and discretionary portfolio management to individuals and high‑net‑worth clients, delivering comprehensive financial planning, retirement account advice (including ERISA and IRA considerations), and ongoing portfolio supervision. Portfolios are constructed from individual stocks and bonds as well as diversified mutual funds and ETFs, and the firm may retain legacy positions for tax or strategic reasons.
Investment decisions rely primarily on fundamental analysis with a long‑term orientation, while the advisor will buy, sell, or reallocate positions over shorter horizons to meet client needs or market conditions. Notably, the firm may use margin borrowings in client accounts to manage the timing of purchases and sales and pursues concentrated, actively managed allocations when appropriate.
Compared to peers, the disclosed practice of employing short‑term borrowings in separately managed accounts is uncommon among independent advisory firms and is explicitly described in the brochure. The principal holds a CFA charter and the firm operates on an institutional custody platform that provides technology and operational support; these relationships and the firm’s Code of Ethics, fiduciary duty disclosures, and custody safeguards are documented in the advisory materials.
Client services
Financial planning
Portfolio management
Expertise
Concentrated stock management
Fee options
1.00% annually, billed quarterly
Fee-only: Fee-based advisory firm, fees charged solely to Clients
Main office location
Carey Investment Solutions LLC
100 East Penn Square, Mindspace Suite 402
Philadelphia PA 19107, United States
Number of offices
1
Most active in
Carey Investment Solutions LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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