Carey, Patrick Joseph
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
This independent advisory firm serves a small roster of individual clients—34 households—with approximately $903,232 in assets under management and provides portfolio management and related advisory services, typically on a percentage-of-AUM basis. The firm focuses on individualized account oversight rather than institutional mandates.
The firm generally manages client accounts on a largely non-discretionary basis, meaning clients retain decision authority over trades and transactions and are engaged in the approval process for portfolio changes. Account reviews and investment recommendations are provided periodically, with the advisor handling implementation only after client consent.
Notably, the advisor also acts as an insurance broker/agent and sells other financial products in addition to investment management, arrangements that are disclosed in the firm’s regulatory brochure and can create potential conflicts of interest. Given its solo-practitioner structure and small client base, the firm’s model emphasizes direct advisor-client interaction and consent-driven transactions combined with the option to obtain insurance and other financial products through the same office.
Client services
Fee options
Main office
New York NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")