A complete list of active advisors currently associated with Carey S. Roebuck Financial Services, LLC
Warmer can help you find a great advisor at Carey S. Roebuck Financial Services, LLC or one who fits your needs even better.
Roebuck Financial Services is a small, independent registered investment adviser that provides discretionary and non‑discretionary portfolio management and investment advice to individuals, corporations, businesses, and high‑net‑worth individuals and families. The firm manages roughly $5.24 million across 29 client relationships and advises on equities, exchange‑traded funds and notes, and retirement accounts where it serves as a fiduciary under applicable law. The firm combines fundamental, technical, charting and cyclical analysis and implements a range of strategies from long‑term holdings to short‑term trading and option writing (including covered and uncovered strategies), with quarterly account reviews and monitoring. Trades are typically executed through Interactive Brokers (from which the firm receives software and support), and the firm maintains a referral arrangement with a third‑party asset manager for certain client assets. Compared with many solo independent advisers, Roebuck Financial Services is notable for its relatively active trading approach and use of complex instruments (uncovered options and short‑term trading) while operating with modest total AUM and a small client base, and for serving both non‑HNW and high‑net‑worth clients. The firm discloses two prior written customer complaints and a past employment termination from earlier employment (matters closed with no action) and maintains a Code of Ethics, business continuity planning, and information‑security policies.
To learn more about the advisors currently working at Carey S. Roebuck Financial Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Brewster, MA
| 18
|
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