Carissima Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individuals, trusts, estates, charitable organizations, family foundations, family offices, corporations and other entities, offering investment advisory, financial planning, co‑advisory services and evaluation/monitoring of unaffiliated private funds. It also provides advice and implementation support for held‑away assets and annuity contracts, including guidance on annuity-related planning when requested.
The firm’s investment approach emphasizes a top‑down, macro‑economic analysis to set asset‑class expectations, followed by construction of client‑specific portfolios and investment policy statements with ongoing monitoring and, typically, discretionary management. Financial planning is delivered in an integrated manner and coordinated with clients’ legal and tax advisors, addressing estate planning, retirement planning and related non‑investment matters.
What is distinctive about this firm is that its principal is both a CFP® professional and a practicing attorney and, at a client’s request, may provide legal services billed separately — an affiliation that is uncommon among independent advisors. The firm is a small, fee‑only practice that also participates in a DPL network to access commission‑free insurance and annuity options (without direct compensation from DPL) and offers private fund due diligence and transition services for concentrated holdings.
Client services
Expertise
Fee options
Fixed fee of $5,000 for financial planning services
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.80% $5,000,001+: 0.60%
$250 per hour for financial planning services
Account minimum: $500,000 Minimum fee: $1,250 quarterly minimum fee Fee-only: Investment advisory fees based on assets under management; financial planning fees on fixed fee or hourly rate basis
Main office
Troy NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)