A complete list of active advisors currently associated with Carl F. Petersen, Inc.

Warmer can help you find a great advisor at Carl F. Petersen, Inc. or one who fits your needs even better.

The firm provides personalized investment management and occasional confidential financial planning to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses, and the brochure also lists investment companies among its client types — a less common client segment for peer team firms. It reports managing roughly $43 million for about 130 clients and communicates periodic risk‑profile assessments and written updates, including a MarketTrends newsletter that summarizes multi‑timeframe trends. Investment management is predominantly discretionary under a limited power of attorney and is implemented using proprietary technical and quantitative models across four core ETF‑based strategies (fixed income, allocation plus, equity and global), generally using no‑load/low‑load mutual funds and ETFs. The firm emphasizes systematic timing indicators for each asset class, tailored investment policy statements, and regular portfolio reviews, and notes that some aggressive strategies and hedging components are restricted to hedge funds or accredited investors. Distinctive features include a team member who holds a Series 3 commodity futures registration and the firm’s confirmation that futures contracts are among permitted investments, and the brochure discloses that performance‑based fee arrangements are optionally available to qualified clients (typically using a high‑watermark method). The firm also discloses an instance of an advisor’s involvement in cryptocurrency arbitrage and a temporary reassignment of that advisor’s client duties while the activity was ongoing, signaling exposure to less‑typical trading activities for a firm of its size.

To learn more about the advisors currently working at Carl F. Petersen, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.