Carnegie Lake Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$386,230,344
Clients
209
Advisors
7
of 7 employees
About
Carnegie Lake Advisors LLC provides individualized investment advisory and portfolio management services to a mix of individual and high‑net‑worth clients, as well as trusts, pension and business entities. The firm’s brochure reports $402,998,913 in regulatory assets under management and describes portfolios that may include individual stocks, bonds, ETFs, mutual funds, options and private securities.
The firm emphasizes tailored asset management with continuous monitoring and periodic rebalancing, generally using an asset‑allocation framework that can be strategic, dynamic, tactical or core‑satellite. Its stated methods of analysis include fundamental, qualitative and cyclical approaches, and the firm notes specific practices such as duration constraints for fixed income and use of both short‑ and long‑term holdings (including options strategies).
Distinctive disclosures in the brochure include that the firm is affiliated with other investment‑industry activities and related‑party roles, noting that representatives may also be licensed as insurance agents or brokers but will not offer insurance products to the firm’s clients. The brochure also discloses a 2017 consent order involving a firm compliance officer related to registration matters, and describes the firm’s custodial relationship with a major broker‑dealer that provides institutional support services.
Client services
Expertise
Fee options
Maximum 1.50% annually, billed quarterly in arrears on a pro-rata basis
Account minimum: $250,000
Main office
100 Overlook Center, 2nd Floor
Princeton NJ 08540
Advisors at this office
7
Most active in
California · Florida · New Hampshire · New Jersey · New York · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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