A complete list of active advisors currently associated with Carret Asset Management, LLC

Warmer can help you find a great advisor at Carret Asset Management, LLC or one who fits your needs even better.

Carret Asset Management is an SEC-registered multi-team investment adviser managing roughly $3.46 billion for a mix of individuals, retirement plans, investment companies and other institutional and advisor clients. The firm provides discretionary portfolio management across tailored strategies and also serves as the investment manager to a registered investment company (the Carret Kansas Tax Exempt Bond Fund). Carret structures client portfolios using fundamental research and periodic rebalancing, offering a suite of strategies that emphasizes fixed income (municipal and taxable bond strategies), enhanced cash and large‑cap equity alongside a Leveraged Opportunity Strategy. The firm acts as a sub‑advisor to unaffiliated registered investment advisers, participates in wrap programs, and for qualified clients offers performance‑based arrangements for specific strategies that may employ leverage, short positions or derivatives. What is distinctive relative to many multi‑team peers is the combination of roles — managing a registered mutual fund while providing sub‑advisory services to other advisers and offering performance‑based, leverage‑enabled strategies — all of which are statistically less common in firms of this type. The brochure also notes that Carret does not hold itself out as a financial planning firm (providing only limited, unsolicited consulting on non‑investment matters) and discloses the occasional use or monitoring of private investment funds, interval funds and digital‑asset exposures in specific client situations.

To learn more about the advisors currently working at Carret Asset Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.