Carriage House Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,126,146
Clients
18
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
TypicalAverage account size
$1,173,675
About
Carriage House Planning provides financial planning and discretionary investment management to individual and high‑net‑worth clients through three defined service styles (Comprehensive Wealth Planning, Annual Financial Planning with optional management, and Investment Management only). Offerings include goal‑based plan construction and ongoing updates, cash‑flow and budget planning, insurance review, employer retirement and executive compensation analysis, and coordination of tax and estate planning with outside professionals.
The firm builds client‑specific Investment Policy Statements and combines passive and active management, using technical, fundamental and charting analysis alongside risk‑based strategic asset allocation and tactical shifts to pursue short‑term opportunities. Accounts are reviewed on a regular schedule (annual, semi‑annual and quarterly touchpoints) with processes for rebalancing and explicit discussion of material risks such as turnover, liquidity, small‑cap exposure and interest‑rate sensitivity.
Notably, a meaningful portion of the firm’s assets are held for non‑U.S. clients, and the brochure highlights virtual meeting options and collaborative work with clients’ tax and legal advisors to support cross‑jurisdictional needs. The firm also facilitates estate‑plan information gathering and document drafting through third‑party scrivener or attorney services and uses an institutional custodian platform for execution and custody.
Client services
Financial planning
Portfolio management
Expertise
General estate planning guidance
Cash flow / budgeting
Retirement plans for business owners (SEP, solo 401k)
Fee options
One-time flat fee of $150 for Estate Plan Information Gathering and Document Drafting (may be waived)
$0 - $500,000: 0.80% $500,001 - $1,000,000: 1.15% $1,000,001 - $2,000,000: 1.00% $2,000,001+: 0.80% $0 - $500,000: 0.80% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001+: 0.80%
Account minimum: $500,000 Minimum fee: Style B: Annual Financial Planning Flat Fee of $2,500/year Fee-only: Annual Financial Planning Fee: $2,500/year (flat)
Main office location
Carriage House Planning LLC
Fisherville KY, United States
Number of offices
1
Most active in
Carriage House Planning LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Kentucky · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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