C

Carroll Investors, Inc.

Updated today

Client AUM

$221,449,186

Clients

88

Advisors

2

of 3 employees

About

Carroll Investors, Inc. provides discretionary and non‑discretionary portfolio management primarily to individual and high‑net‑worth clients, managing roughly $221 million across about 88 accounts with two advisors. Like many peers, the firm charges asset‑based advisory fees and tailors its services to each client's stated objectives and risk tolerance.

The firm's investment approach centers on a long‑term growth equity strategy that emphasizes selecting individual growth stocks, resulting in concentrated, non‑diversified portfolios that carry higher idiosyncratic risk; the advisor employs fundamental, technical, and charting analysis in security selection. It may also allocate portions of client accounts to sub‑advisers (who are paid separately) and use other instruments as appropriate, including ETFs (including leveraged ETFs), REITs, bonds, and structured products.

Noteworthy operational characteristics include a relatively large asset base given its two‑advisor structure and a recent formation date (2021), which distinguishes it from many similarly sized practices. The firm routinely directs brokerage and custody to a single custodian, does not vote client proxies, relies on custodian statements rather than issuing regular written reports itself, and acts as paying agent for fee deductions while permitting standing third‑party transfer authorizations.

Client services

Portfolio management

Expertise

Active portfolio management

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Fee options

Percentage

1.00% - 3.00% annually, depending on asset value, service complexity, and administration level

Other

Minimum fee: 1% minimum annual fee, negotiable and may be waived at discretion Fee-only: Annual portfolio management fee based on assets under management; no commissions charged

Main office

1036 Lansing Dr, Suite 102

Mt Pleasant SC 29464

Advisors at this office

2

Most active in

New York · North Carolina · South Carolina · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Advisors at this firm

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