Carroll Investors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Carroll Investors, Inc. provides discretionary and non‑discretionary portfolio management primarily to individual and high‑net‑worth clients, managing roughly $221 million across about 88 accounts with two advisors. Like many peers, the firm charges asset‑based advisory fees and tailors its services to each client's stated objectives and risk tolerance.
The firm's investment approach centers on a long‑term growth equity strategy that emphasizes selecting individual growth stocks, resulting in concentrated, non‑diversified portfolios that carry higher idiosyncratic risk; the advisor employs fundamental, technical, and charting analysis in security selection. It may also allocate portions of client accounts to sub‑advisers (who are paid separately) and use other instruments as appropriate, including ETFs (including leveraged ETFs), REITs, bonds, and structured products.
Noteworthy operational characteristics include a relatively large asset base given its two‑advisor structure and a recent formation date (2021), which distinguishes it from many similarly sized practices. The firm routinely directs brokerage and custody to a single custodian, does not vote client proxies, relies on custodian statements rather than issuing regular written reports itself, and acts as paying agent for fee deductions while permitting standing third‑party transfer authorizations.
Client services
Expertise
Fee options
1.00% - 3.00% annually, depending on asset value, service complexity, and administration level
Minimum fee: 1% minimum annual fee, negotiable and may be waived at discretion Fee-only: Annual portfolio management fee based on assets under management; no commissions charged
Main office
1036 Lansing Dr, Suite 102
Mt Pleasant SC 29464
Advisors at this office
2
Most active in
New York · North Carolina · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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