A complete list of active advisors currently associated with Carroll Wealth Management Inc.

Warmer can help you find a great advisor at Carroll Wealth Management Inc. or one who fits your needs even better.

Carroll Wealth Management Inc. is an independent, single-advisor registered investment adviser that provides ongoing discretionary portfolio management and financial planning services to individuals and high-net-worth individuals. The firm prepares an Investment Policy Statement for each client and maintains a small client roster, managing roughly $1.9 million in discretionary assets for about 13 clients. The firm’s process centers on client-specific Investment Policy Statements and regular portfolio monitoring, with all accounts reviewed by the principal and managed in-house rather than through third‑party managers. CWM employs multiple methods of analysis (charting, fundamental, technical, and cyclical) and implements both long- and short-term trading strategies, including options writing, short sales, and margin transactions when appropriate. A notable characteristic is that the principal is a licensed insurance agent and the firm may offer insurance products, including annuities, on a commissionable basis, a relationship the brochure identifies as a potential conflict of interest (clients are not required to purchase through the firm). Despite its small, solo-practitioner structure, the firm handles a wide range of investment types—mutual funds, ETFs, equities, bonds, REITs, private placements and hedge funds—and allows client-directed brokerage with custody primarily at Charles Schwab.

To learn more about the advisors currently working at Carroll Wealth Management Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.