A complete list of active advisors currently associated with Carter & Balsam Advisers

Warmer can help you find a great advisor at Carter & Balsam Advisers or one who fits your needs even better.

Carter & Balsam Advisers provides discretionary investment advisory and portfolio management services to individuals, trusts, and corporations representing individuals, managing roughly $15 million for a small client base and generally accepting accounts at a $250,000 minimum. The firm advises across equities, corporate and municipal debt, mutual funds, and ETFs and may furnish non‑securities financial advice as part of its client relationships. The firm’s investment approach relies on fundamental and cyclical analysis and employs both long‑ and short‑term trading; the principal conducts weekly market reviews and delivers a monthly pro forma written analysis of each portfolio. The principal commonly holds the same or similar positions as clients—focused on widely traded large companies, mutual funds, and ETFs—and notifies clients by phone or email when discretionary changes are made. A notable distinction is the adviser’s affiliation with a separately operated certified public accounting practice owned by the same principal: about 92% of the assets managed are held by clients of that accounting firm, and the principal allocates time between the two enterprises, which can affect coordination of investment and tax matters. The firm does not take custody of client assets and does not vote client proxies; clients receive and vote their own proxies.

To learn more about the advisors currently working at Carter & Balsam Advisers, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.