A complete list of active advisors currently associated with Caruso McLean & Co., Inc.

Warmer can help you find a great advisor at Caruso McLean & Co., Inc. or one who fits your needs even better.

Caruso McLean & Co., Inc. works with individual clients (including high-net-worth individuals), trusts, pension and profit-sharing plans, charitable organizations, and business entities, offering asset management, asset allocation consulting, and financial, retirement, and college planning. The four-advisor team reports roughly $248.9 million in assets under management across about 104 client relationships. The firm constructs portfolios using five model allocations (Conservative through Aggressive) and applies modern portfolio theory, primarily investing in mutual funds and ETFs while also using equities and fixed-income where appropriate. Accounts may be managed on either a discretionary or non-discretionary basis, and the firm discloses that the large majority of its AUM is non-discretionary ($228,616,136 non-discretionary vs. $20,267,231 discretionary), so most transactions typically require client approval; it also uses an Advisor Managed Portfolios platform and Pershing for execution and rebalancing tools. Several features distinguish the firm from many peers: all advisory representatives are also registered representatives of Osaic Wealth, Inc., some have affiliations with Osaic’s investment adviser, and representatives are licensed insurance agents—arrangements that can give rise to commissionable sales or insurance compensation in addition to advisory fees. The brochure discloses these relationships and the operational/support arrangements with product sponsors and Osaic, and it notes clients receive custodial statements directly and are not required to purchase recommended commissionable or insurance products.

To learn more about the advisors currently working at Caruso McLean & Co., Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.