Cascade Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Cascade Wealth LLC provides wealth management and financial planning to individuals, high-net-worth clients, trusts, and estates, and acts as a fiduciary when advising on retirement accounts, including ERISA and IRAs. Services include both discretionary and non-discretionary investment management as well as standalone or integrated financial planning engagements.
The firm typically builds diversified portfolios using exchange-traded funds, mutual funds, individual equities, and fixed income with a primarily long-term orientation while permitting shorter-term trades for rebalancing or cash needs. Investment decisions draw on both fundamental and technical analysis, and the firm generally excludes leveraged or inverse products from client portfolios.
Noteworthy features for a small independent advisor include a relatively compact client base and roughly $30.7 million in assets under management, no stated account minimum, and an emphasis on retirement-plan expertise (the firm’s lead advisor holds a CRPS designation and has prior institutional experience). Cascade Wealth maintains an institutional relationship with its recommended custodian that provides software and economic benefits to the firm (a disclosed potential conflict of interest), and it does not accept custody of client assets except for authorized fee deductions.
Client services
Expertise
Fee options
Fixed negotiated fee for financial planning engagements
$0 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.70% $10,000,001+: 0.60%
$300 per hour
Main office
Belmont MA
Advisors at this office
1
Most active in
Massachusetts · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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