Castaneda Financial Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Castañeda Financial Management LLC provides discretionary portfolio management and complementary financial planning primarily to individual and high-net-worth clients. The firm develops an Investment Policy Statement for each client and tailors ongoing account management to individual goals, time horizons and risk tolerances.
CFML’s investment process combines multiple methods of analysis — including charting, fundamental and technical analysis, quantitative models, and modern portfolio theory — and generally implements a long-term trading strategy. The firm limits its advice to instruments such as mutual funds, fixed income, real estate funds/REITs, ETFs (including precious-metal ETFs), annuities, commodities and certain non-U.S. securities, and states a policy of seeking fair allocation of investment opportunities across client accounts.
A distinctive feature is that the firm’s principal is a licensed insurance agent and may recommend and sell insurance products (including annuities), a relationship CFML discloses and manages as a potential conflict of interest. The firm also requires clients to custody assets at Schwab Institutional, does not delegate to third‑party investment managers, and operates with a relatively small, concentrated client base given its assets under management.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001+: 0.70%
Main office
11900 N 32nd St Unit 15
Phoenix AZ 85028
Advisors at this office
1
Most active in
Arizona
Also doing business as
Castaneda Financial Management · Castaneda Financial Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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