Caster And Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$600,001
Clients
0
Advisors
1
of 1 employees
About
Caster & Company, Inc. provides investment advisory and supervisory services to clients and offers these services as an ancillary product to clients of an affiliated accounting practice. The firm may advise on interests in publicly offered partnerships and delivers investment oversight for custodial accounts while stating that it will not take custody of client funds.
The adviser uses a mix of billing arrangements, noting both asset-based supervision and that certain client relationships are billed on an hourly basis, with advisory fees reported as separate from transactional, money‑market, and mutual fund charges. It conducts quarterly account reviews, may recommend particular brokers or other advisers based on client needs, and relies on custodians to provide account statements and hold client assets.
What distinguishes the firm is its affiliation with a separate accounting firm—identified in the brochure as consuming roughly 85% of the principal’s time—so investment advice is often provided alongside accounting and tax services. The brochure also highlights the firm’s practice of separating advisory and transaction‑related charges and its ability to recommend brokers or other advisers, a combination that is less common among managers that primarily serve pooled or institutional assets.
Client services
Fee options
1% annually, charged monthly in arrears (1% of assets under management)
Fees primarily charged on an hourly basis for certain services, paid directly from financial institutions managing the client’s funds; specific hourly rates not stated
Account minimum: $50,000 minimum (may be waived at Advisor's discretion)
Main office
131 Airport Road
Warwick RI 02889-1032
Advisors at this office
1
Most active in
Rhode Island
Also doing business as
Caster And Company Inc · Caster And Company, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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