Caster And Company, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$600,001
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Caster & Company, Inc. provides investment advisory and supervisory services to clients and offers these services as an ancillary product to clients of an affiliated accounting practice. The firm may advise on interests in publicly offered partnerships and delivers investment oversight for custodial accounts while stating that it will not take custody of client funds.
The adviser uses a mix of billing arrangements, noting both asset-based supervision and that certain client relationships are billed on an hourly basis, with advisory fees reported as separate from transactional, money‑market, and mutual fund charges. It conducts quarterly account reviews, may recommend particular brokers or other advisers based on client needs, and relies on custodians to provide account statements and hold client assets.
What distinguishes the firm is its affiliation with a separate accounting firm—identified in the brochure as consuming roughly 85% of the principal’s time—so investment advice is often provided alongside accounting and tax services. The brochure also highlights the firm’s practice of separating advisory and transaction‑related charges and its ability to recommend brokers or other advisers, a combination that is less common among managers that primarily serve pooled or institutional assets.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
1% annually, charged monthly in arrears (1% of assets under management)
Fees primarily charged on an hourly basis for certain services, paid directly from financial institutions managing the client’s funds; specific hourly rates not stated
Account minimum: $50,000 minimum (may be waived at Advisor's discretion)
Main office location
Caster And Company, Inc.
131 Airport Road
Warwick RI 02889-1032, United States
Number of offices
1
Most active in
Caster And Company, Inc. has reported serving >5 clients in these states in the last 12 months.
Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")