Castle Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Castle Capital Management provides portfolio management and financial planning for individuals, trusts, estates, corporations, and retirement plans. The firm also implements third‑party strategies by selecting AssetMark models for custodial accounts and recommending Advisors Capital Management strategies for self‑directed brokerage accounts within employer‑sponsored plans.
CCM documents client objectives and risk tolerances in an Investment Policy Statement and uses fundamental analysis and modern portfolio theory to construct tailored allocations; it may manage accounts on a discretionary basis and employ both long‑ and short‑term trading as appropriate. Investments typically include mutual funds, ETFs, fixed income, annuities, precious‑metal ETFs, private placements, and other securities, and the firm may use model allocations together with specific recommendations for clients.
Distinctive features disclosed in the brochure include ownership of an affiliated insurance agency that operates under the DBAs Fortryss Financial and Castle Risk Advisors and the fact that supervised persons are licensed insurance agents who may receive commissions for insurance sales, a material conflict the firm discloses and documents. The firm also discloses receiving technology and software benefits from AssetMark and operates with a relatively small team and discretionary asset base (approximately $4.13 million), relying on third‑party platforms and strategies to implement client solutions.
Client services
Expertise
Fee options
Fixed financial planning fees negotiated between $2,500 and $5,000 per plan.
2.00% annually flat fee for all assets under management.
Hourly financial planning fees negotiated between $250 and $450 per hour.
Main office
3333 Michelson Drive, Suite 300
Irvine CA 92840
Advisors at this office
4
Most active in
California
Also doing business as
Castle Capital Management · Castle Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Connor H
Series 65, Series 63
Irvine, CA
Castle Capital Management
Connor Heimer is a financial advisor at Castle Capital Management in Irvine, CA, with two years of industry experience. He holds Series 63 and Series 65 licenses. Prior to joining Castle Capital Management, Heimer worked at Ameritas Advisory Services, Ameritas Investment Company, and Guardian Life Insurance Company. He is also involved as an agent assisting individuals with Medicare-related health insurance products. Castle Capital Management provides portfolio management and financial planning for individuals, trusts, estates, corporations, and retirement plans. The firm uses fundamental analysis and modern portfolio theory to create tailored investment allocations and implements third-party strategies through AssetMark models and Advisors Capital Management selections.
Daniell A
Series 65
Irvine, CA
Castle Capital Management
Daniell Alvarez is a financial advisor at Castle Capital Management with a Series 65 credential and one year of industry experience. Prior to joining Castle Capital Management, Alvarez held positions at Guardian Life Insurance and Park Avenue Securities. Castle Capital Management provides portfolio management and financial planning services for individuals, trusts, estates, corporations, and retirement plans, utilizing third-party strategies and a combination of fundamental analysis and modern portfolio theory to create tailored investment allocations.
Jordan V
Series 65
Irvine, CA
Castle Capital Management
Jordan Ver Hoeve is a financial advisor with Castle Capital Management in Irvine, CA, holding a Series 65 designation and one year of industry experience. Prior to joining Castle Capital Management, he worked at Ameritas Advisory Services, Equity Services Inc, and National Life Group. Outside of finance, he is also an independent artist. Castle Capital Management provides portfolio management and financial planning services for individuals, trusts, estates, corporations, and retirement plans. The firm uses fundamental analysis and modern portfolio theory to construct tailored allocations and implements third-party strategies for custodial and self-directed brokerage accounts.
William G
Series 63, Series 65
Irvine, CA
Castle Capital Management
William Godines Castro is a financial advisor at Castle Capital Management with six years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Ameritas Investment Corporation, Park Avenue Securities, Guardian Life Insurance Company, Thrivent, Symmetry, and New York Life. Outside of his advisory role, he provides consulting services through Castle Consulting and Strategy LLC and manages insurance operations at WJ Insurance Solutions. Castle Capital Management offers portfolio management and financial planning services to individuals, trusts, estates, corporations, and retirement plans. The firm utilizes third-party strategies and employs fundamental analysis alongside modern portfolio theory to create customized investment allocations, managing accounts on both discretionary and non-discretionary bases.
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