Incline Village, NV Office

Castle Coast Wealth, LLC (CCW) is an SEC‑registered advisory firm that manages approximately $423.7 million (as of December 31, 2025) and provides discretionary asset management, ongoing financial planning, and retirement plan (ERISA) services to individuals, high‑net‑worth clients, trusts, and plan sponsors. The firm serves both individual households and institutional plan sponsors, and the ADV discloses household minimums for new asset management clients and the firm’s ability to recommend private fund investments when appropriate.

CCW describes an investment process that uses both quantitative and qualitative analysis and implements portfolios on a discretionary basis, with its brochure explicitly discussing the use of margin transactions, leverage, and other borrowing‑related techniques as part of its trading and risk framework. The firm offers both limited‑scope (ERISA 3(21)) advisory services and full discretionary (ERISA 3(38)) investment management for retirement plans, conducts ongoing account reviews, and directs clients to Schwab Advisor Services for custody and trade execution.

Compared with many peers, CCW’s disclosures and marketing approach note the use of client testimonials and the promotion of third‑party ratings in its advertising, and its ADV explicitly addresses borrowing and margin‑related risks for managed accounts—features that are statistically uncommon among similar team firms. The brochure also highlights due diligence on private and alternative investments and discloses potential conflicts from advisors’ external insurance compensation, information that may be relevant to prospective clients assessing product selection and governance.