Castle Wealth Group Investments LLC

Castle Wealth Group Investments LLC is an independent, single‑advisor registered investment adviser that manages about $62.1 million for roughly 96 individual and high‑net‑worth clients and provides discretionary asset management as well as financial planning and consulting. Its services include ongoing portfolio management, possible use of Sub‑Advisors, subscription to model portfolios (including Altruist’s Model Marketplace), and participation in sponsored programs such as Triad Wealth Partners.

The firm operates on a discretionary basis, creating client profiles to document objectives, time horizon, and risk tolerance and employing a range of analysis methods (fundamental, technical, charting, cyclical) to construct and monitor portfolios. Reviews are performed at least quarterly, clients may impose written investment restrictions, and financial plans are offered for a fixed fee (with delivery typically within 30 days of receiving required materials).

Notable departures from typical solo independent advisers include maintaining six offices while operating with a single advisory professional and formal affiliations outside investment advisory services: the principal also practices law through an affiliated legal firm (holding a Certified Elder Law Attorney credential) and conducts a licensed insurance business, with the brochure disclosing time spent on both activities and receipt of insurance commissions. The firm’s ADV also references public social media/legal pages and its use of sub‑advisor, model marketplace, and third‑party platform relationships, and it discloses the resulting conflicts of interest and mitigation measures.