A complete list of active advisors currently associated with Castle Wealth Planning

Warmer can help you find a great advisor at Castle Wealth Planning or one who fits your needs even better.

Castle Wealth Planning provides investment advisory and planning services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, corporations and retirement plan sponsors. Services disclosed in the brochure include comprehensive portfolio management, standalone financial planning and consulting, retirement plan consulting, and portfolio monitoring, with planning work that can cover estate, tax, charitable, real estate and lines‑of‑credit evaluations. The firm describes an individualized portfolio process that combines fundamental analysis, long‑ and short‑term security selection, and continuous monitoring and rebalancing. Portfolios may include ETFs, mutual funds, individual equities and bonds, options (including covered and uncovered writing), private equity and cryptocurrency trusts, and the firm discloses that some option strategies can require margin or additional funding and that it may request margin payments when needed. Noteworthy aspects of the firm include reported assets under management of roughly $236 million, a level that produces materially higher AUM per advisor compared with most supported peers. The brochure also discloses a prior SEC administrative action related to Form CRS filing and delivery requirements (resulting in censure and a $25,000 penalty) and notes that the firm no longer accepts proxy voting authority for client accounts.

To learn more about the advisors currently working at Castle Wealth Planning, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.