Castleton Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$89,156,875
Clients
12
Advisors
1
of 1 employees
About
Castleton Partners is a fee-only investment adviser that provides discretionary asset management, portfolio consulting, and investment reporting primarily for high-net-worth individuals, families, and foundations; the firm also accepts charitable organizations, corporations, and other business entities. Its service menu includes distinct strategies—Investment Grade Fixed Income, Diversified Portfolio, and Special Strategies—as well as reporting on unmanaged assets and ad hoc consulting engagements.
The firm tailors portfolios through written investment policy statements and ongoing monitoring, emphasizing diversification, tax- and cost-efficiency, and forward-looking scenario analysis for asset allocation. Castleton uses Sub‑Advisers and may recommend Independent Managers or private placement strategies for accredited or qualified clients, combining in‑house oversight with outsourced manager allocations where appropriate.
Compared with many independent advisers, Castleton offers features that are less common among peers: it may negotiate performance‑based fees for eligible clients and provides portfolio management for institutional, corporate, and charitable clients in addition to individual accounts. Its Special Strategies group actively pursues higher‑risk opportunities—including high‑yield and distressed debt bought at discounts and strategies with higher turnover—and the firm discloses formal processes for oversight of Sub‑Advisers and fair allocation in side‑by‑side management situations.
Client services
Fee options
Portfolio consulting services charged at negotiable flat fees
$2,000,000 - $9,999,999: 0.40% $10,000,000 - $49,999,999: 0.35% $50,000,000+: Negotiable
Portfolio consulting services charged at negotiable hourly fees
Performance-based fees may be charged to qualified clients on a case-by-case basis, generally based on realized capital gains or appreciation
Account minimum: $2,000,000 Minimum fee: Investment Grade Fixed Income Strategy: minimum fee of $2,000 per quarter or 0.40% per annum of assets managed, whichever is greater; Diversified Portfolio Strategy: minimum fee of $4,250 per quarter or 0.85% per annum of assets managed, whichever is greater Fee-only: fee-only independent investment adviser providing asset management services, asset management fees only, no commissions involved
Main office
Clermont NY
Advisors at this office
1
Most active in
Florida · New York
Also doing business as
Castleton · Castleton Cairn · Castleton Consulting · Castleton Partners, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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