Castleton Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$89,156,875
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
12
83% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$7,429,740
About
Castleton Partners is a fee-only investment adviser that provides discretionary asset management, portfolio consulting, and investment reporting primarily for high-net-worth individuals, families, and foundations; the firm also accepts charitable organizations, corporations, and other business entities. Its service menu includes distinct strategies—Investment Grade Fixed Income, Diversified Portfolio, and Special Strategies—as well as reporting on unmanaged assets and ad hoc consulting engagements.
The firm tailors portfolios through written investment policy statements and ongoing monitoring, emphasizing diversification, tax- and cost-efficiency, and forward-looking scenario analysis for asset allocation. Castleton uses Sub‑Advisers and may recommend Independent Managers or private placement strategies for accredited or qualified clients, combining in‑house oversight with outsourced manager allocations where appropriate.
Compared with many independent advisers, Castleton offers features that are less common among peers: it may negotiate performance‑based fees for eligible clients and provides portfolio management for institutional, corporate, and charitable clients in addition to individual accounts. Its Special Strategies group actively pursues higher‑risk opportunities—including high‑yield and distressed debt bought at discounts and strategies with higher turnover—and the firm discloses formal processes for oversight of Sub‑Advisers and fair allocation in side‑by‑side management situations.
Client services
Portfolio management
Selection of other advisers
Portfolio consulting services
Fee options
Portfolio consulting services charged at negotiable flat fees
$2,000,000 - $9,999,999: 0.40% $10,000,000 - $49,999,999: 0.35% $50,000,000+: Negotiable
Portfolio consulting services charged at negotiable hourly fees
Performance-based fees may be charged to qualified clients on a case-by-case basis, generally based on realized capital gains or appreciation
Account minimum: $2,000,000 Minimum fee: Investment Grade Fixed Income Strategy: minimum fee of $2,000 per quarter or 0.40% per annum of assets managed, whichever is greater; Diversified Portfolio Strategy: minimum fee of $4,250 per quarter or 0.85% per annum of assets managed, whichever is greater Fee-only: fee-only independent investment adviser providing asset management services, asset management fees only, no commissions involved
Main office location
Castleton Partners, LLC
Clermont NY, United States
Number of offices
1
Most active in
Castleton Partners, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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