Castlewood Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Castlewood Financial Advisors primarily serves pooled investment vehicles and other institutional asset owners rather than individual retail clients, and its ADV indicates it reports no individual clients. The firm provides portfolio management and related advisory services for those pooled or institutional mandates.
The brochure discloses fee arrangements that include percentage-of-assets-under-management billing, a practice common among investment-manager firms, but also permits hourly billing for certain services — an uncommon feature for this firm type. That fee mix suggests Castlewood combines ongoing discretionary management of pooled vehicles with the ability to undertake discrete, project-based advisory or consulting work billed hourly.
The firm is small, operating with a single advisor and one office and focusing exclusively on institutional/pool mandates, a profile that differs from larger managers that serve mixed client bases. Its combination of an institutional-only client roster and an hourly-fee option is a distinctive operational characteristic relative to most peers.
Client services
Main office
Danville CA
Advisors at this office
1
Most active in
California
Also doing business as
116 Name · Castlewood Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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