Caterer Goodman Partners Ltd

Caterer Goodman Partners Ltd provides discretionary and non-discretionary portfolio management and sub-advisory services to individuals (including both non‑high‑net‑worth and high‑net‑worth clients) and to other investment advisers, and it offers ongoing support for legacy fund and platform investments. The firm also facilitates transfers and management related to qualifying overseas pension schemes for British expatriates (QROPS) and introduces non‑U.S. sophisticated investors into managed funds and fund platforms through intermediary relationships.

The firm’s investment approach combines top‑down macroeconomic and economic‑cycle analysis with sector rotation and asset‑allocation rules, supplemented by fundamental company research—particularly in technology—implemented through four model portfolios that are customized to individual risk profiles. Portfolios are concentrated in listed securities on major global exchanges and, where appropriate, may use covered option strategies, exchange‑traded products and margin; accounts are executed through third‑party custodians and the firm offers its strategies both directly and via sub‑advisory arrangements.

Noteworthy aspects of the firm include an offshore corporate structure and a principal office located outside the United States, a material non‑U.S. client base served via intermediaries in multiple jurisdictions, and active fund placement arrangements with certain fund managers that generate placement and ongoing sales incentives shared with intermediaries. The firm discloses that an owner conducts separate mortgage brokerage activities outside the advisory business, maintains a policy not to aggregate stock trades for clients, and is not registered as a private fund adviser.