Washington, DC Office

Catoctin Ridge Wealth Partners provides investment advisory services to individuals, businesses, and retirement plans, including financial planning, portfolio management, and retirement-plan services. The firm was formed and registered with the SEC in 2024 and delivers advice through its investment adviser representatives located throughout the country.

The firm tailors advice to each client’s financial information and objectives, emphasizing diversified, generally longer-term strategies and fundamental security analysis; it offers both discretionary and non-discretionary management and allows clients to impose reasonable investment restrictions. Implementation options described in the brochure include selection of other investment advisers, participation in third‑party managed programs, and use of wrap‑fee arrangements.

Catoctin’s structure includes several uncommon features for a team firm: a high client load per advisor (about 933 clients across four advisors), sponsorship of wrap‑fee programs, referral arrangements with third‑party advisers, and IARs who are permitted to act as licensed insurance agents and to implement insurance recommendations outside the firm. The brochure discloses these additional revenue pathways and related conflicts of interest and describes compliance and disclosure practices intended to address them.