A complete list of active advisors currently associated with Catoosa Fund Management LLC

Warmer can help you find a great advisor at Catoosa Fund Management LLC or one who fits your needs even better.

Catoosa Fund Management LLC is a state-registered independent investment adviser that provides discretionary portfolio management to individual clients. The firm’s brochure frames its services as tailored investment management focused on achieving above-average capital appreciation while attempting preservation of capital, and it reported no assets under management as of the filing. CFM’s investment approach emphasizes active, event-driven long and short equity trading, using technical analysis to time trades and seeking special-situation opportunities such as corporate catalysts and risk-arbitrage situations. The firm says it may employ derivatives and options, short selling, and financial leverage and expects to concentrate in small- and mid-cap securities, noting the program is speculative and carries significant market and liquidity risks. A distinctive feature in the brochure is that, while CFM does not currently charge performance-based fees, it requires prospective clients to be eligible for performance-fee arrangements and frames its fee and incentive allocations to comply with Rule 205‑3, a condition that is uncommon among similarly sized independent advisers. The combination of a solo-manager structure with an explicit emphasis on leverage, shorting, derivatives and event-driven strategies — and an indication that it may in future serve other client types such as private investment vehicles — differentiates CFM from many peers.

To learn more about the advisors currently working at Catoosa Fund Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.