Catum Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$93,150,000
Clients
75
Advisors
1
of 4 employees
About
Catum Advisory Group manages approximately $128.6 million for about 75 clients and serves individuals (including high-net-worth clients), retirement plans, and other registered investment advisers. The firm provides discretionary and non-discretionary portfolio management, financial planning and advisory consulting, pension consulting, and sub‑advisory services.
Portfolios are tailored to client objectives and implemented using a mix of proprietary and third‑party asset allocation models, TAMP arrangements (including SEI), sub‑advisers, and direct securities trading; the firm monitors and rebalances accounts on an ongoing basis and may include complimentary or reduced‑cost financial planning as part of portfolio management. The brochure discloses the firm uses margin, option writing and other derivatives in client accounts and employs option overlay and actively managed option strategies through a sub‑adviser, indicating a willingness to use leverage and derivatives as implementation tools.
What distinguishes Catum from many peers is its explicit, documented use of borrowing and derivatives within separately managed accounts and the structured use of a sub‑adviser for option strategies and overlays. The firm also offers a cash management sweep program (CF Cash via StoneCastle), provides sub‑advisory and pension consulting services, and its principals are licensed insurance agents who may offer insurance products outside the advisory fee arrangement.
Client services
Expertise
Occupation focus
Fee options
Fixed fees generally range between $1,500 and $5,000 for financial planning and advisory consulting services
$0 - $2,000,000: 2.00% annually $2,000,001 - $6,000,000: 1.70% annually $6,000,001 - $10,000,000: 1.40% annually $10,000,001+: 1.20% annually
Insurance commissions earned by affiliated insurance agents are separate and in addition to advisory fees
$450 per hour for financial planning and advisory consulting services
Fee-only: Fixed fees generally range between $1,500 and $5,000; Hourly fees $450 per hour
Main office
88 Danbury Rd, Suite 2 D
Wilton CT 06897
Advisors at this office
1
Most active in
Connecticut · Florida · Massachusetts · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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