CAVE, INC.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a solo registered investment adviser that works with a small, select group of individual clients, including IRAs and other retirement accounts. It offers financial planning and discretionary portfolio management, typically beginning with an initial consultation and applying the same investment strategy across clients.
Its investment approach centers on a single market‑timing strategy implemented primarily with exchange‑traded funds and individual common stocks, often including sector ETFs or more volatile equities. Trading activity is higher than average and the firm may keep assets in cash for extended periods to prioritize capital preservation, with accounts managed on a discretionary basis.
Distinctive features include the principal’s insurance background—professional insurance designations and prior representation of a life insurance company—indicating insurance expertise alongside investment advisory services, which is uncommon for independent RIAs. The firm also requires custody of client assets at a single recommended broker‑dealer and does not vote client proxies, items prospective clients may want to consider.
Client services
Expertise
Fee options
1% per annum regardless of account size
Main office
Augusta GA
Advisors at this office
1
Most active in
Georgia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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