Kennewick, WA Office
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Centaurus Financial, Inc.
Enterprise
Firm-wide stats for Centaurus Financial, Inc.
About
Centaurus Financial, Inc. provides advisory and brokerage services to a broad mix of clients including individuals (both non‑HNW and high‑net‑worth), families, small businesses, corporations, trusts, and foundations. Its IARs deliver financial planning, portfolio management through the CLASSIC Plus platform (including FlexUMA and TPMM options), retirement-plan consulting, and specialized services such as advisory management of annuity and variable life sub‑accounts.
The firm offers both discretionary and non‑discretionary arrangements, with a larger share of assets managed on a non‑discretionary basis — $3.21 billion discretionary versus $6.53 billion non‑discretionary as of April 30, 2026 — and IARs employ a mix of fundamental, technical (including charting), bottom‑up and top‑down analysis. Clients may be placed on model overlay programs (FlexUMA) with a third‑party overlay manager, use tax‑overlay services, or be referred to approved third‑party money managers; the firm also has policies to permit a limited set of non‑traded alternative investments (including certain REITs and DPPs) in fee accounts under specified conditions.
Compared with many peers, Centaurus is dually registered as an RIA and a FINRA member broker‑dealer, has management personnel licensed as real estate brokers and insurance agents, and maintains procedures to hold and value certain illiquid real‑estate‑related investments in advisory accounts. Its disclosure history includes multiple regulatory matters resolved with the SEC and FINRA (including a FINRA finding in July 2026), and the firm describes specific conflicts‑of‑interest mitigations such as crediting back 12b‑1 fees and disclosing cash‑sweep and transition‑credit arrangements with its clearing firm.
Based on Centaurus Financial, Inc.
Expertise
Based on Centaurus Financial, Inc.
Location
1020 N. Center Parkway, Suite D
Kennewick WA 99336
Advisors at this office
4
Advisors at this office
Calvin H
Series 63, Series 66
Kennewick, WA
Centaurus Financial, Inc.
Calvin Halterman is a financial advisor at Centaurus Financial, Inc. with 26 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Centaurus Financial since 2012, following prior roles at Pacific Crest Planning, Inc. and Legacy Advisory Services, Inc. Outside of his advisory work, Halterman is involved in mental health counseling services and teaches continuing education classes for CPAs and attorneys. Centaurus Financial, Inc. serves a diverse client base including individuals, families, businesses, and institutions, offering financial planning, portfolio management, and retirement-plan consulting through the CLASSIC Plus platform. The firm utilizes a combination of fundamental and technical analysis and provides both discretionary and non-discretionary management options.
James T
Series 63, Series 65
Kennewick, WA
Centaurus Financial, Inc.
James Turk is a financial advisor with Centaurus Financial, Inc. and Alpha III Wealth Management, holding Series 63 and Series 65 licenses with two years of industry experience. He also operates 360 Service Solutions, LLC, an outside business activity he has maintained since 2014. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, businesses, and institutions. The firm offers financial planning, portfolio management through its CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, employing a mix of fundamental, technical, and portfolio overlay strategies.
Ryan H
Series 66
Kennewick, WA
Centaurus Financial, Inc.
Ryan Halterman is a financial advisor with Centaurus Financial, Inc. in Kennewick, WA, holding a Series 66 designation and six years of industry experience. His prior roles include positions at New York Life and Pacific Crest Planning. Halterman is also involved in non-investment marketing activities for PCP Consulting (Revel-E) and serves as Director of Marketing for Alpha 3 Wealth Management, where he works on tax mitigation strategies related to highly appreciated assets. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, businesses, and trusts. The firm offers financial planning, portfolio management through the CLASSIC Plus platform, and retirement-plan consulting, utilizing both discretionary and non-discretionary arrangements with a variety of analytical approaches and specialized investment options.
Evan H
Series 66
Kennewick, WA
Centaurus Financial, Inc.
Evan Harris is a financial advisor with Centaurus Financial, Inc. in Kennewick, WA, holding a Series 66 designation and two years of industry experience. He concurrently serves as Director of Client Relations at Alpha III Wealth Management, focusing on administrative work and client outreach. Centaurus Financial provides advisory and brokerage services to a diverse client base, offering financial planning, portfolio management through the CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services.
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