A complete list of active advisors currently associated with Central States Capital Markets, LLC

Warmer can help you find a great advisor at Central States Capital Markets, LLC or one who fits your needs even better.

Central States Capital Markets provides discretionary portfolio management and investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm typically works with high-net-worth individuals and families and requires a written advisory agreement and the use of a qualified custodian for client assets. The firm’s investment approach is value oriented, using fundamental analysis supplemented by technical tools and economic research, with portfolios generally held for longer-term horizons and rebalanced as market conditions or client needs change. Central States is dual-registered as an investment adviser and a broker-dealer and maintains a contractual performance-fee option for certain equity income strategies, although it has not historically implemented performance-based accounts. Noteworthy aspects include the firm’s active broker-dealer affiliate role, including municipal underwriting, and the fact that senior management and some staff devote a substantial portion of their time to broker-dealer activities, a dynamic the firm discloses and addresses through policies and trade practices. The firm also discloses a history of regulatory actions and settlements related to municipal advisory and reporting matters, and it operates with a relatively concentrated client base.

To learn more about the advisors currently working at Central States Capital Markets, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.