Certified Wealth Management & Investment LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$24,432,555
Clients
18
Advisors
1
of 1 employees
About
Certified Wealth Management & Investment LLC serves individual and high‑net‑worth clients with investment supervisory services, financial planning, and advisory consulting. The firm prepares an Investment Policy Statement for each client and documents objectives, tax considerations, time horizon, and risk tolerance as the basis for portfolio decisions.
The firm’s investment process uses fundamental analysis and tailored asset allocation, deploying mutual funds, ETFs, equities, fixed income, REITs, private placements and insurance products with both long‑term and short‑term purchase strategies. For discretionary portfolios the adviser generally requires written discretionary authority, provides regular portfolio monitoring, and delivers quarterly custodial reporting.
What is distinctive in the brochure is the principal’s outside business activities: he is a licensed insurance agent and operates affiliated mortgage/financial services entities, and representatives may earn commissions on insurance product sales (the firm discloses this potential conflict and notes clients are not required to purchase through affiliated representatives). The firm also participates in Charles Schwab’s institutional program and routinely recommends SEI and Schwab for custody, while including real‑estate‑linked investments such as REITs and private placements in its investment roster.
Client services
Expertise
Fee options
Financial planning services fixed fee of $2050
3.11% to 3.51% annually (varies based on asset value, complexity, and administrative requests)
Insurance agents associated with the firm earn commissions on insurance products sold, which is separate from advisory fees.
Advisory consulting services charged at $205 per hour
Minimum fee: Minimum quarterly retainer fee of $205 Fee-only: Financial planning fixed fee of $2050; hourly advisory consulting fee of $205
Main office
101 College Road East, Suite 2
Princeton NJ 08540
Advisors at this office
1
Most active in
New Jersey · Texas
Also doing business as
Alternative Mortgage & Investment Corporation · Certified Wealth Management & Investment LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
Forms ADV
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