Aurora, CO South Joliet Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
1010 South Joliet, #109
Aurora CO 80012
Advisors at this office
3
Advisors at this office
Sarah R
CFP®, Series 65, Series 63
Aurora, CO
Cetera
Sarah Rentschler is a financial advisor with Cetera in Aurora, CO, holding the CFP® designation and Series 65 and 63 licenses, with nine years of industry experience. She has worked at Avantax Investment Services, Inc. and currently supports clients through TimeWise Financial LLC. Additionally, she is involved with Alan R. Piehl, CPA PC, providing administrative support for accounting and tax preparation services. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a multi-manager platform with diverse investment solutions, including discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.
Caroline P
CFP®, Series 66
Aurora, CO
Cetera
Caroline Piehl is a CFP® with five years of industry experience, currently serving as a financial advisor at Cetera in Aurora, CO. She has worked with several firms including Avantax and TimeWise Financial LLC. Caroline also develops and delivers a financial literacy course for college and professional athletes through the Win Your Wealth program. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that includes affiliated and third-party managers, with over $256 billion in assets under management.
Alan P
Series 63, Series 65
Aurora, CO
Cetera
Alan Piehl is a financial advisor with Cetera who holds Series 63 and Series 65 licenses and has 40 years of industry experience. He has worked with firms including Avantax Advisory Services and TimeWise Financial LLC. In addition to financial advising, he operates a CPA practice specializing in tax preparation and serves as Treasurer and Comptroller for Havana Gardens Center Office. Cetera Investment Advisers LLC serves a broad range of clients including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers various portfolio management and advisory services through a nationwide network of independent advisors and operates a multi-manager platform with access to affiliated and third-party investment strategies.
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