Baton Rouge, LA Bluebonnet Blvd Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
5035 Bluebonnet Blvd Ste A
Baton Rouge LA 70809
Advisors at this office
4
Advisors at this office
Richard B
Series 63, Series 65
Baton Rouge, LA
Cetera
Richard Burtt II is a financial advisor with Cetera in Baton Rouge, LA, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. His prior roles include positions at Wells Fargo Clearing, J.P. Morgan Securities, and J.P. Morgan Chase. Outside of his advisory work, he owns and manages a real estate business involving property maintenance and related duties. Cetera provides a wide range of investment advisory services to individuals, retirement plans, corporate, charitable, and institutional clients, offering both discretionary and non-discretionary portfolio management through a multi-manager platform with access to various model portfolios and third-party managers.
Brendan H
CFP®, Series 66
Baton Rouge, LA
Cetera
Brendan Hays is a CFP® professional with two years of industry experience, currently affiliated with Cetera in Baton Rouge, LA. His work history includes roles at T.A. Breaux Investments and Cetera Wealth Services, as well as assisting with financial planning and administrative duties at Hays Breard Financial Group. Cetera Investment Advisers LLC operates as a multi-manager platform serving a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of investment management and consulting services through a nationwide network of independent advisors.
Jonathan P
CFP®, Series 66
Baton Rouge, LA
Cetera
Jonathan Prestridge is a CFP® with 24 years of experience in financial services. He is currently affiliated with Cetera and Hays Breard Financial Group and has operated his own tax preparation business, Prestridge Tax Solutions, since 2013. His background includes roles at Concourse Financial Group Securities Inc and managing his own advisory practices, including Benchmark Wealth Advisory and Prestridge Financial Management. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options and access to third-party managers, overseeing more than $256 billion in assets across over 10,000 advisors.
Michael B
Series 66
Baton Rouge, LA
Cetera
Michael Breard is a financial advisor with Cetera, holding a Series 66 designation and bringing 24 years of industry experience. He has worked with Hays Breard Financial Group since 2009 and has been associated with Cetera and its affiliated entities since 2022. Outside of financial services, he is involved in managing interests in a restaurant and a data center, and he owns an LLC created to invest in Divergent Networks, LLC. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to various program structures and third-party managers.
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