Brooklyn, NY Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
Brooklyn NY
Advisors at this office
3
Advisors at this office
Kim B
Series 63
Brooklyn, NY
Cetera
Kim Bourne is a financial advisor at Cetera with 29 years of industry experience. She holds a Series 63 designation and has worked with Avantax and its related entities for nearly three decades before joining Cetera in 2025. Outside of her advisory role, she is involved in several community and nonprofit initiatives, including serving on the board of the Girl Scouts of New York, chairing the finance committee for Read718, and founding Financial Implications of Slavery Heritage, Inc., an organization focused on perpetuating family legacies through workshops and community programs. Cetera Investment Advisers LLC is an SEC-registered firm that offers advisory services through a nationwide network of independent advisors. The firm serves a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts, providing a range of portfolio management, financial planning, and retirement services through various program structures and model portfolio options.
Jehuda W
Series 66
Brooklyn, NY
Cetera
Jehuda Weinstein is a Series 66-licensed financial advisor with 10 years of industry experience, currently with Cetera since 2022. He has prior experience at Avantax Advisory Services and Avantax Investment Services. Outside of his advisory role, Weinstein is the president of Yehuda Weinstein CPA, P.C., a CPA firm specializing in tax preparation, and serves as financial secretary for Cong Agudos Achim of Midwood, Inc. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients, including individuals, retirement plans, and institutional accounts. The firm offers diverse portfolio management and financial planning services through a multi-manager platform that supports discretionary and non-discretionary strategies.
Saul R
Series 63
Brooklyn, NY
Cetera
Saul Rothberger is a financial advisor at Cetera with 26 years of industry experience. He holds the Series 63 designation and has worked in various capacities at Avantax Advisory Services and Bishop Rosen & Co., Inc. Rothberger is also the owner of a small tax preparation business. Cetera Investment Advisers LLC is an SEC-registered firm that serves individuals, retirement plans, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.
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